Compliance
Compliance in every transaction
RBM Mineral Resources DMCC, a member of RBM Group, imports gold into the UAE for refining and trades investment gold and silver. Every deal runs through the same controls.
Regulatory status
Licensed, supervised and reporting
DMCC-912115
Dubai Multi Commodities Centre free zone company trading non-manufactured precious metals.
Ministry of Economy and Tourism
AML/CFT supervisor for Dealers in Precious Metals and Stones. We apply the DNFBP obligations in full.
goAML registered
Statutory reports are filed with the UAE Financial Intelligence Unit through goAML.
EOCN list updates
We act on every sanctions list update from the Executive Office for Control and Non-Proliferation.
Our commitments
What we do on every deal
Approved programme
An AML/CFT/CPF programme approved by Senior Management under Federal Decree-Law No. (10) of 2025 and Cabinet Resolution No. (134) of 2025, run by an appointed Compliance Officer.
Know every party
Every customer, supplier and beneficial owner is identified and verified before we do business, whatever the value.
Sanctions screening
Every party is screened against the UAE Local Terrorist List and the UN Consolidated List. Any match is frozen and reported immediately.
Responsible sourcing
Due diligence on every source of gold under the OECD Guidance and the UAE Responsible Sourcing of Gold Regulations. We know the mine, the country and the route.
No cash
All payments are made by bank transfer, to and from accounts in the counterparty's own name.
Reporting
Suspicious transactions and all required transaction reports are filed with the UAE Financial Intelligence Unit.
Record keeping
Identification, transaction and due diligence records are kept for at least five years.
Training and audit
Staff are trained every year and the programme is independently audited every year.
Working with us
What we ask for
We will not proceed without it.
Onboarded by invitation
We send you a secure onboarding link once we have agreed to trade.
- Identity and ownership
- Trade licence
- Source of funds
- Supply chain information and documents
Verified before you order
Open an account and complete verification once. After approval you can order at live prices.
- Identity document
- Proof of address
- Source of funds
Policies and documents
Our published policies
Financial Crime Compliance Statement
Download PDF · 401 KB →RBM-DMCC-POL-007Gold Supply Chain Policy
Download PDF · 417 KB →RBM-DMCC-POL-009Supplier Code of Conduct
Download PDF · 419 KB →RBM-DMCC-POL-013Whistleblowing and Grievance Mechanism Policy
Download PDF · 411 KB →RBM-DMCC-POL-015Privacy and Personal Data Protection Policy
Download PDF · 416 KB →Compliance OfficerNeed another document?
compliance@rbmgroup.ae →Internal compliance programme documents
These are shared with supervisors, banks, refiners and approved counterparties on request, because they contain controls and procedures that should not be published.
- RBM-DMCC-POL-001 AML/CFT/CPF Policy and Procedures Manual
- RBM-DMCC-RA-002 Enterprise-Wide ML/TF/PF Risk Assessment
- RBM-DMCC-PRO-003 Counterparty Risk Rating Methodology
- RBM-DMCC-POL-004 Targeted Financial Sanctions Policy and Screening Procedure
- RBM-DMCC-PRO-005 Suspicious Transaction Reporting Procedure
- RBM-DMCC-PRO-006 DPMS Report (DPMSR) Procedure
- RBM-DMCC-PRO-008 Responsible Sourcing Due Diligence Procedure
- RBM-DMCC-PRO-010 Gold Import and Chain-of-Custody Procedure
- RBM-DMCC-POL-011 Record Keeping and Retention Policy
- RBM-DMCC-POL-012 Training and Employee Screening Policy
- RBM-DMCC-POL-014 Anti-Bribery, Corruption and Conflicts of Interest Policy
- RBM-DMCC-GOV-016 Compliance Officer Appointment and Charter
Compliance enquiries
Questions, concerns or something to report? Contact our Compliance Officer. Whistleblowing reports are handled in confidence.